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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-06-23 |
Branch Locations
2275 116Th Ave Ne Ste 200, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 01/2021 | 03/2022 |
| Amazon | Redmond | WA | 08/2020 | 06/2022 |
| Smersh Construction Inc | Mercer Island | WA | 05/2017 | 08/2017 |
| Eastside Landscaping | Issaquah | WA | 05/2020 | 12/2020 |
| Washington State University | Pullman | WA | 08/2016 | 05/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 06/2022 | Present |
| Unemployed | Seattle | WA | 04/2022 | 06/2022 |
| Smersh Construction Inc | Mercer Island | WA | 06/2022 | 06/2022 |
Outside Employment; Heritage Wealth Advisors LLC; Employee; Manage advisory business; 2630 77th Ave SE, Suite 110, Mercer Island, WA, 98040; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-24 |
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