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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-10-26
IA RA APPROVED 2021-02-08
NE RA APPROVED 2021-01-19
  • SD RA
    APPROVED
    Since 2023-10-26
  • IA RA
    APPROVED
    Since 2021-02-08
  • NE RA
    APPROVED
    Since 2021-01-19

Branch Locations

Madison, NE • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Haven CT 05/2011 Present
  • 05/2011 → Present
    Knights Of Columbus
    New Haven, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-16
  • S65 Uniform Investment Adviser Law Examination
    2020-12-16

View on SEC IAPD

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