Best Investors
Account
Sign in
Best Investors
Account
Sign in
390 Diablo Rd Suite 100, Danville, CA 94526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-09-14 |
Branch Locations
390 Diablo Rd Suite 100, Danville, CA 94526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cook Financial Services Inc | Chandler | AZ | 01/2003 | 06/2019 |
| Mccauley Investment Advisory, Llc | Chandler | AZ | 05/2015 | 06/2019 |
| Mgj Holdings, Llc | Chandler | AZ | 08/2011 | 10/2019 |
| Verity Asset Management | Durham | NC | 09/2019 | 12/2022 |
| Appreciation Financial | Henderson | NV | 06/2019 | 05/2022 |
| Encompass More Asset Management Llc | Danville | CA | 08/2022 | Present |
| Verity Asset Management | Durham | NC | 11/2019 | 12/2022 |
1) Independent insurance agent; not investment-related; Chandler, AZ and Los Angeles, CA; Health and life insurance; Independent agent; start 6/2007; 160+ hours per month, including securities trading hours; employee benefits, individual life, health, and annuity sales. 2) ERC Specialists, LLC.; not investment-related; Gilbert, AZ; Tax Specialists; Contractor; Affiliate; 01/2022; 10 hours per month; 4 during market hours; Educate employers and refer them to ERC for further education and filing. 3) TCI Inc., not investment-related; Gilbert, AZ; insurance agent, contractor; Section 125 specialists employee benefits;10 hours per month; 4 hours per month during marketing hours; Educate employers on section 125 savings and benefits, life insurance, wellness plans and refer to enrollers for implementation. 4) As One, LLC, not investment-related: Gilbert, AZ; contractor; section 125 specialists employee benefits; 5 hours per month, 2 hours per month during trading hours; educate employers on section 125 savings and benefits, wellness plans and refer to enrollers for implementation. 5) Innovative Benefits, LLC, 7263 E Monte Ave, Mesa AZ 85209, investment-related; Owner; formation date: 09/2022; I devote approximately 40 hours per month to this business; 20 hours per month during securities trading hours; I am a Consultant and I update/create employee benefit plans.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-12 |
Reach out to this advisor