John Joseph Mooney

Current Employers

Employment History

• 09/1997 → Present
  Nisivoccia Llp
  Mount Arlington, NJ
• 12/2020 → 09/2025
  Avantax Investment Services, Inc.
  Mount Arlington, NJ
• 12/2020 → 09/2025
  Avantax Advisory Services
  Mount Arlington, NJ
• 08/2022 → Present
  Wealthspring Financial Partners
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-04-06 → 2025-09-05
  Avantax Advisory Services
  Mount Arlington, NJ

Other Businesses

1) Nisivoccia LLP 2) WEALTHSPRING FINANCIAL PARTNERS POSITION: Passive Owner NATURE: This is the proposed acquisition vehicle of various Financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2022 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: Such as investor only no duties. BLAIRSTOWN ROTARY CLUB POSITION: Treasurer NATURE: Reconcile accounts, post transactions, perform various other day to day tasks for local organization. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 43 Auble Road, Blairstown NJ 07825, United States DESCRIPTION: There are no investments that we make, other than certificates of deposit with local area bank. NISIVOCCIA WEALTH ADVISORS, LLC POSITION: Member NATURE: Expense sharing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: None

Exams

• S66 Uniform Combined State Law Examination
  2021-04-05