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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-23 |
| KY | RA | APPROVED | 2012-10-01 |
Branch Locations
1200 North Dixie Hwy, Elizabethtown, KY 42701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Elizabethtown | KY | 10/2012 | Present |
| Mister Dj Sound, Inc. | Brandenburg | KY | 07/2007 | Present |
| Jpmorgan Chase Bank, N.A. | Elizabethtown | KY | 10/2012 | Present |
Entity Name: Mister DJ Sound, Inc. Investment related: No "Address: Brandenburg, KY 40108" Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 07/14/2007 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is my husbands business in which I am a co-owner. He provides sound and lighting for concerts and events. My responsibilities include helping facilitate bill payments and record keeping.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-08 |
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