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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-28 |
| NY | RA | APPROVED | 2024-07-11 |
| PA | RA | APPROVED | 2024-07-11 |
Branch Locations
St. Petersburg, FL • United States
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global X Management Company Llc | New York | NY | 12/2020 | 08/2021 |
| Foreside Fund Services, Llc | New York | NY | 12/2020 | 08/2021 |
| Pinnacle Associates Ltd | New York | NY | 05/2019 | 08/2019 |
| Kpmg Llp | New York | NY | 06/2017 | 08/2017 |
| Baruch College | New York | NY | 06/2016 | 12/2019 |
| Unemployed | New York | NY | 12/2019 | 11/2020 |
| Buckingham Strategic Wealth, Llc | Clayton | MO | 12/2021 | 07/2024 |
| Unemployed | Suffern | NY | 08/2021 | 12/2021 |
| Focus Partners Wealth, Llc | St. Louis | MO | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-19 |
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