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Patrick Liam Hoban

W&S Brokerage Services, Inc.

Independence, OH

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-26
OH RA APPROVED 2024-07-08
  • MI RA
    APPROVED
    Since 2026-06-26
  • OH RA
    APPROVED
    Since 2024-07-08

Branch Locations

6100 Oak Tree Blvd Suite 390, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Tees Lakewood OH 08/2010 03/2020
Unemployed Lakewood OH 03/2020 11/2020
Western & Southern Life Independence OH 11/2020 Present
W&S Brokerage Services, Inc. Independence OH 12/2020 Present
  • 08/2010 → 03/2020
    University Tees
    Lakewood, OH
  • 03/2020 → 11/2020
    Unemployed
    Lakewood, OH
  • 11/2020 → Present
    Western & Southern Life
    Independence, OH
  • 12/2020 → Present
    W&S Brokerage Services, Inc.
    Independence, OH
Other Businesses

Western & Southern Life - No - Independence, OH Full Time Sales Agent//

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-08
S63 Uniform Securities Agent State Law Examination 2021-02-22
  • S65 Uniform Investment Adviser Law Examination
    2024-07-08
  • S63 Uniform Securities Agent State Law Examination
    2021-02-22

View on SEC IAPD

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APPALOOSA WEALTH MANAGEMENT LLC
BURNS FINANCIAL ADVISORS, INC.
M HOLDINGS SECURITIES, INC.

Other Investors

SEAN ALLEN ORICK
JAVIER ENRIQUE CORDERO CONDE
DAVID R ABATE
PETER JAMES BRUNTON
BRIAN EUGENE MARTIN
MARK M TEPPER
ANTHONY A ZABIEGALA
MICHAEL T NOWACKI

Other Offices

STRATEGIC WEALTH PARTNERS, LTD. · INDEPENDENCE, OH
SWP INVESTMENT MANAGEMENT LLC · INDEPENDENCE, OH
EDGEWATER CAPITAL PARTNERS · INDEPENDENCE, OH
GATEPASS CAPITAL, LLC · INDEPENDENCE, OH
SPINNAKER FINANCIAL GROUP, LLC · INDEPENDENCE, OH
APPALOOSA WEALTH MANAGEMENT LLC · INDEPENDENCE, OH
BURNS FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH

More in Independence, OH

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