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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-03-02 |
| WA | RA | APPROVED | 2025-07-23 |
| CA | RA | APPROVED | 2025-06-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 12/2020 | Present |
| Macy's/Estee Lauder | San Diego | CA | 04/2017 | 12/2020 |
| Estee Lauder | San Diego | CA | 11/2016 | 04/2017 |
| Unemployed | Santee | CA | 11/2008 | 11/2016 |
1- 03/17/2026 - The Narmi Group Investment Management Powered By LPL Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/12/2025 - 176 hours per month/ 165 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-13 |
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