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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scrambler Maries Restaurant | Miamisburg | OH | 04/2019 | 12/2020 |
| White Allen European Auto Group | Dayton | OH | 04/2014 | 04/2019 |
| Smith, Moses & Cozad, Llc | Beavercrek | OH | 12/2020 | 02/2026 |
| Fsc Securities | Beavercreek | OH | 08/2021 | 11/2023 |
| J.D Legends Restaurant | Franklin | OH | 06/2019 | 06/2019 |
| Osaic Wealth, Inc. | Beavercreek | OH | 11/2023 | 02/2026 |
| Ameriprise Financial Services, Llc | Miamisburg | OH | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-26 |
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