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Theodore S Fish

Fish Advisory, LLC

Santa Fe, NM

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Current Employers
Fish Advisory, Llc

Santa Fe, NM • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-01-29
  • NM RA
    APPROVED
    Since 2021-01-29

Branch Locations

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fish Advisory, Llc Santa Fe NM 10/2020 Present
Fish Leadership Consulting, Llc Santa Fe NM 09/2003 Present
  • 10/2020 → Present
    Santa Fe, NM
  • 09/2003 → Present
    Fish Leadership Consulting, Llc
    Santa Fe, NM
Other Businesses

Owner/CEO: Fish Leadership Consulting, LLC. Not investment related; I provide leadership, strategic and program development consulting services to for-profit businesses, non-profits, universities and K-12 schools in the United States and abroad. The address is 9 Camino Sin Ganas, Santa Fe, NM 87506. Start date was September of 2003. Work is variable, depending upon the demand. The range is typically 30 hours/wk. Some of these hours occur during securities trading hours. Duties encompass all aspects of the business: sales, marketing, administrative, development of intellectual property, delivery of services. President of the Board, Link Hands for Humanity 501 c 3 b. A church, Link Hands is dedicated to running programs and supporting individuals in the areas of ecology, medicine and education. This is not investment related. Office is 9 Camino Sin Ganas, Santa Fe, NM 87506. Start Date: I have served as President since 1/1/2010. I devote 5 hours per month. These are typically not during trading hours. I provide high level strategic guidance to assure that programs are in alignment with the organization's mission and are likely to meet their program goals. (2) 75% Shareholder: BiblioHive, LLC; CEO; Not investment related; BiblioHive operates and sells an App that allows users to save, store and organize digital information online. The address is 6 Ranch House Rd, Santa Fe, NM 87506. Start date was August of 2014. Work is 1 hour/mo. (3) Single Member LLC; Owner/CEO: Philos Institute, LLC; Not investment related; Philos Institute is an LLC that provides leadership, strategic and program development consulting services K-12 schools in the United States. The address is 6 Ranch House Rd, Santa Fe, NM 87506. Start date was December of 2018. Work is 8 hours/mo. Some of these hours occur during securities trading hours. Duties encompass all aspects of the business: sales, marketing, administrative, development of intellectual property, delivery of services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-05
  • S65 Uniform Investment Adviser Law Examination
    2020-10-05
Other Names
  • Ted Fish
  • S. Theodore Fish

View on SEC IAPD

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