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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-02
  • IL RA
    APPROVED
    Since 2026-01-02

Branch Locations

Chicago, IL • United States

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Chicago IL 12/2020 09/2021
Star Dental Partners Plano TX 09/2019 02/2020
Mesirow Financial Chicago IL 10/2018 03/2019
Randstad Wauwatosa WI 03/2017 07/2018
Unemployed Chicago IL 02/2020 12/2020
Unemployed Chicago IL 04/2019 09/2019
Morgan Stanley Smith Barney Llc Chicago IL 02/2022 07/2023
Unemployed Chicago IL 10/2021 01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 08/2023 07/2024
Student Columbia MO 01/2013 03/2017
Mml Investors Services, Llc Chicago IL 10/2025 Present
Unemployed Chicago IL 08/2024 11/2025
Unemployed Chicago IL 07/2018 09/2018
Massmutual Life Insurance Company Chicago IL 10/2025 Present
  • 12/2020 → 09/2021
    Raymond James & Associates Inc.
    Chicago, IL
  • 09/2019 → 02/2020
    Star Dental Partners
    Plano, TX
  • 10/2018 → 03/2019
    Mesirow Financial
    Chicago, IL
  • 03/2017 → 07/2018
    Randstad
    Wauwatosa, WI
  • 02/2020 → 12/2020
    Unemployed
    Chicago, IL
  • 04/2019 → 09/2019
    Unemployed
    Chicago, IL
  • 02/2022 → 07/2023
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 10/2021 → 01/2022
    Unemployed
    Chicago, IL
  • 08/2023 → 07/2024
    Chicago, IL
  • 01/2013 → 03/2017
    Student
    Columbia, MO
  • 10/2025 → Present
    Chicago, IL
  • 08/2024 → 11/2025
    Unemployed
    Chicago, IL
  • 07/2018 → 09/2018
    Unemployed
    Chicago, IL
  • 10/2025 → Present
    Massmutual Life Insurance Company
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-20
  • S66 Uniform Combined State Law Examination
    2022-05-20
Other Names
  • Ashley Noelle Nichols
  • Ashley N Nichols

View on SEC IAPD

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