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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-09
CA RA APPROVED 2021-01-26
  • TX RA
    APPROVED
    Since 2021-02-09
  • CA RA
    APPROVED
    Since 2021-01-26

Branch Locations

2931 Townsgate Road, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Los Angeles CA 11/2020 Present
Jpmorgan Chase Bank Na Los Angeles CA 11/2020 Present
Agro Motorsports Pasadena CA 12/2017 12/2019
California Resources Corporation Long Beach CA 06/2019 09/2019
Jimmy Deans Restaurant Newhall CA 05/2016 09/2018
California Polytechnic State University San Luis Obispo CA 09/2016 06/2020
Unemployed La Canada Flintridge CA 07/2020 10/2020
Gus And Andy's Montrose Grill Montrose CA 07/2021 Present
  • 11/2020 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 11/2020 → Present
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 12/2017 → 12/2019
    Agro Motorsports
    Pasadena, CA
  • 06/2019 → 09/2019
    California Resources Corporation
    Long Beach, CA
  • 05/2016 → 09/2018
    Jimmy Deans Restaurant
    Newhall, CA
  • 09/2016 → 06/2020
    California Polytechnic State University
    San Luis Obispo, CA
  • 07/2020 → 10/2020
    Unemployed
    La Canada Flintridge, CA
  • 07/2021 → Present
    Gus And Andy's Montrose Grill
    Montrose, CA
Other Businesses

Entity Name: Gus and Andy's Montrose Grill Investment related: No Address: 2201 Honolulu Ave, Montrose, CA 91020 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 07/10/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My responsibilities will be bookkeeping for the family restaurant on the weekends. The responsibilities are not similar to my JPMC role and will not conflict with the times that I am scheduled to work for JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-26
  • S66 Uniform Combined State Law Examination
    2021-01-26
Other Names
  • Tommy Christopoulos
  • Thomas A. Christopoulos

View on SEC IAPD

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