Best Investors Account Sign in

Carolyn Frate Robin

Tiaa-Cref Individual & Institutional Services, LLC

Buford, GA

Atlanta, GA

Claim This Profile
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-04-17
  • GA RA
    APPROVED
    Since 2012-04-17

Branch Locations

Buford, GA • United States

Six Concourse Parkway Suite 400, Atlanta, GA 30328-6104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Atlanta GA 08/2006 Present
Tiaa Atlanta GA 08/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-11
S63 Uniform Securities Agent State Law Examination 2005-10-28
  • S65 Uniform Investment Adviser Law Examination
    2006-11-11
  • S63 Uniform Securities Agent State Law Examination
    2005-10-28
Other Names
  • Carolyn Edwina Frate
  • Carolyn F Robin

View on SEC IAPD

More in Buford, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor