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Henry Ken Tam

Hsbc Securities (Usa) Inc.

Beverly Hills, CA

Burbank, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-04-14
DC RA APPROVED 2026-04-06
ND RA APPROVED 2026-03-09
AK RA APPROVED 2026-03-04
ME RA APPROVED 2026-03-04
GA RA APPROVED 2026-03-03
NC RA APPROVED 2026-03-03
TX RA APPROVED_RES 2026-03-03
IA RA APPROVED 2026-03-02
NE RA APPROVED 2026-03-02
VI RA APPROVED 2026-03-02
AL RA APPROVED 2026-02-27
DE RA APPROVED 2026-02-27
KS RA APPROVED 2026-02-27
LA RA APPROVED 2026-02-27
MD RA APPROVED 2026-02-27
MN RA APPROVED 2026-02-27
MT RA APPROVED 2026-02-27
NM RA APPROVED 2026-02-27
UT RA APPROVED 2026-02-27
CA RA APPROVED 2014-08-14
  • PR RA
    APPROVED
    Since 2026-04-14
  • DC RA
    APPROVED
    Since 2026-04-06
  • ND RA
    APPROVED
    Since 2026-03-09
  • AK RA
    APPROVED
    Since 2026-03-04
  • ME RA
    APPROVED
    Since 2026-03-04
  • GA RA
    APPROVED
    Since 2026-03-03
  • NC RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED_RES
    Since 2026-03-03
  • IA RA
    APPROVED
    Since 2026-03-02
  • NE RA
    APPROVED
    Since 2026-03-02
  • VI RA
    APPROVED
    Since 2026-03-02
  • AL RA
    APPROVED
    Since 2026-02-27
  • DE RA
    APPROVED
    Since 2026-02-27
  • KS RA
    APPROVED
    Since 2026-02-27
  • LA RA
    APPROVED
    Since 2026-02-27
  • MD RA
    APPROVED
    Since 2026-02-27
  • MN RA
    APPROVED
    Since 2026-02-27
  • MT RA
    APPROVED
    Since 2026-02-27
  • NM RA
    APPROVED
    Since 2026-02-27
  • UT RA
    APPROVED
    Since 2026-02-27
  • CA RA
    APPROVED
    Since 2014-08-14

Branch Locations

445 North Bedford Drive 3Rd Floor, Beverly Hills, CA 90210 • United States

Burbank, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Beverly Hills CA 07/2014 Present
Hsbc Securities (Usa) Inc. Beverly Hills CA 08/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-03
S63 Uniform Securities Agent State Law Examination 2007-06-13
  • S66 Uniform Combined State Law Examination
    2012-12-03
  • S63 Uniform Securities Agent State Law Examination
    2007-06-13

View on SEC IAPD

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