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Current Employers
Richardson Wealth (Usa) Limited

100 Queens Quay East Suite 2500, Toronto, Ontario M5E 1Y3 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-07
  • TX RA
    APPROVED_RES
    Since 2021-01-07

Branch Locations

100 Queens Quay East Suite 2500, Toronto, Ontario M5E 1Y3 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richardson Wealth Limited Toronto 11/2009 Present
  • 11/2009 → Present
    Richardson Wealth Limited
    Toronto
Other Businesses

Name of Business: DLF Investments LTD Investment Related: Yes Address: 111 Woodland Lane, Calgary, AB Nature of Business: DLF Investments LTD is a personal holdco setup for tax purposes. Position: Director Start Date: September 28, 2016 Hrs/ Month: 0.5 Number of hrs devoted to other business during securities trading hrs: 0 Duties: DLF Investments LTD is a personal holdco setup for tax purposes. Mr.Friesen is a director of the hold co. Name of Business: Hope Shares Canada Investment Related: No Address: P.O. Box 10234, Stn Main, Airdrie, AB Nature of Business: Hope Shares Canada is a charity that focuses on providing community resources to a community in South Africa with high aids area. Position: Director Start Date: March 03, 2013 Hrs/ Month: 4 Number of hrs devoted to other business during securities trading hrs: 0 Duties: Mr. Friesen is a Director providing oversight and advise.

View on SEC IAPD

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