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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-01
  • CA RA
    APPROVED
    Since 2024-11-01

Branch Locations

43141 Business Center Pkwy Suite 106, Lancaster, CA 93535 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Valencia CA 06/2020 02/2023
Oneamerica Securities Valencia CA 02/2021 02/2023
Self Employed Santa Clarita CA 03/2018 05/2020
Edwards Vacuum, Inc. San Jose CA 06/2006 03/2018
Cetera Advisors Llc St Cloud MN 02/2023 04/2024
The Strategy Partners Inc Santa Clarita CA 01/2023 04/2024
Cetera Investment Advisers Llc Schaumburg IL 03/2024 04/2024
Lpl Financial Llc Lancaster CA 04/2024 06/2025
Householder Group Estate And Retirement Specialist, Llc Scottsdale AZ 04/2024 10/2024
Wealth Enhancement Group Lancaster CA 11/2024 Present
Wealth Enhancement Advisory Services Lancaster CA 11/2024 Present
Wealth Enhancement Brokerage Services Lancaster CA 11/2024 Present
  • 06/2020 → 02/2023
    American United Life
    Valencia, CA
  • 02/2021 → 02/2023
    Oneamerica Securities
    Valencia, CA
  • 03/2018 → 05/2020
    Self Employed
    Santa Clarita, CA
  • 06/2006 → 03/2018
    Edwards Vacuum, Inc.
    San Jose, CA
  • 02/2023 → 04/2024
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2023 → 04/2024
    The Strategy Partners Inc
    Santa Clarita, CA
  • 03/2024 → 04/2024
    Schaumburg, IL
  • 04/2024 → 06/2025
    Lpl Financial Llc
    Lancaster, CA
  • 04/2024 → 10/2024
    Householder Group Estate And Retirement Specialist, Llc
    Scottsdale, AZ
  • 11/2024 → Present
    Wealth Enhancement Group
    Lancaster, CA
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Lancaster, CA
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Lancaster, CA
Previous Registrations
  • 2024-04-18 → 2024-11-01
    Householder Group Estate & Retirement Specialists
    Scottsdale, AZ
  • 2024-03-21 → 2024-04-09
    Valencia, CA
    Glendora, CA
  • 2024-02-07 → 2024-03-21
    Cetera Advisors Llc
    Glendora, CA
    Santa Clarita, CA
    Houston, TX
    Valencia, CA
    Houston, TX
    Valencia, CA
Other Businesses

KILLER KOMICS CORP / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 1 hr mnth / start date 03/07/2018 ARMADA CORP / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 1 hr mnth / start date 03/07/2018 PURPLE BUNNY CORP / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 1 hr mnth / start date 03/07/2018 ATTITUDE OF GRATITUDE CORPORATION / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 1 hr mnth / start date 03/02/2024 Real Estate Rental / Investment Related / 1 hr mnth / start date 08/07/2015 Wealth Enhancement Advisory Services - Registered Investment Advisor Hybrid- IAR - Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 160 Hours per Month/ 120 Hours During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-10
S63 Uniform Securities Agent State Law Examination 2021-05-14
  • S65 Uniform Investment Adviser Law Examination
    2023-10-10
  • S63 Uniform Securities Agent State Law Examination
    2021-05-14
Other Names
  • Colin P Mcgraw

View on SEC IAPD

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