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Nicholas Easby-Smith

Kestra Advisory Services, LLC

Dallas, TX

Austin, TX

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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-02
  • TX RA
    APPROVED
    Since 2021-08-02

Branch Locations

Dallas, TX • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors New York NY 12/2020 06/2021
United Bank Springdale AR 07/2020 11/2020
University Of Arkansas Fayetteville AR 08/2015 07/2020
Legacy National Bank Springdale AR 05/2019 01/2020
Goldmedal Autoplex Jackson TN 06/2018 08/2018
Firehouse Subs Fayetteville AR 09/2017 10/2017
Kestra Investment Services, Llc Austin TX 06/2021 Present
Kestra Advisory Services, Llc. Austin TX 06/2021 Present
  • 12/2020 → 06/2021
    Equitable Advisors
    New York, NY
  • 07/2020 → 11/2020
    United Bank
    Springdale, AR
  • 08/2015 → 07/2020
    University Of Arkansas
    Fayetteville, AR
  • 05/2019 → 01/2020
    Legacy National Bank
    Springdale, AR
  • 06/2018 → 08/2018
    Goldmedal Autoplex
    Jackson, TN
  • 09/2017 → 10/2017
    Firehouse Subs
    Fayetteville, AR
  • 06/2021 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 06/2021 → Present
    Kestra Advisory Services, Llc.
    Austin, TX
Previous Registrations
Other Businesses

2021-04 Uber Technologies Inc - Driver-1455 Market St #400 San Francisco, Calif 94103

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-20
  • S66 Uniform Combined State Law Examination
    2021-03-20
Other Names
  • Nick Easby-Smith
  • Nicholas Easby-Smith
  • Nicholas Kelley Easby-Smith

View on SEC IAPD

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