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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-05 |
| NC | RA | APPROVED | 2023-09-01 |
Branch Locations
6000 Fairview Rd, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ming Fu Chinese & Sushi | Waxhaw | NC | 08/2014 | 08/2017 |
| Landfall Country Club | Wilmington | NC | 06/2019 | 05/2020 |
| Cunningham Financial | Raleigh | NC | 12/2020 | 07/2023 |
| University Of North Carolina At Wilmington | Wilmington | NC | 08/2016 | 05/2020 |
| Fidelity Talentsource | Durham | NC | 07/2020 | 10/2020 |
| Hibiscus | Charlotte | NC | 05/2017 | 08/2017 |
| Ruths Chris Steak House | Wilmington | NC | 08/2017 | 11/2017 |
| Marina Grill | Wilmington | NC | 03/2018 | 07/2018 |
| Kestra Investment Services Llc | Raleigh | NC | 02/2022 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-22 |
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