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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-05
NC RA APPROVED 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-05
  • NC RA
    APPROVED
    Since 2023-09-01

Branch Locations

Charlotte, NC • United States

6000 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ming Fu Chinese & Sushi Waxhaw NC 08/2014 08/2017
Landfall Country Club Wilmington NC 06/2019 05/2020
Cunningham Financial Raleigh NC 12/2020 07/2023
University Of North Carolina At Wilmington Wilmington NC 08/2016 05/2020
Fidelity Talentsource Durham NC 07/2020 10/2020
Hibiscus Charlotte NC 05/2017 08/2017
Ruths Chris Steak House Wilmington NC 08/2017 11/2017
Marina Grill Wilmington NC 03/2018 07/2018
Kestra Investment Services Llc Raleigh NC 02/2022 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 08/2023 Present
  • 08/2014 → 08/2017
    Ming Fu Chinese & Sushi
    Waxhaw, NC
  • 06/2019 → 05/2020
    Landfall Country Club
    Wilmington, NC
  • 12/2020 → 07/2023
    Cunningham Financial
    Raleigh, NC
  • 08/2016 → 05/2020
    University Of North Carolina At Wilmington
    Wilmington, NC
  • 07/2020 → 10/2020
    Fidelity Talentsource
    Durham, NC
  • 05/2017 → 08/2017
    Hibiscus
    Charlotte, NC
  • 08/2017 → 11/2017
    Ruths Chris Steak House
    Wilmington, NC
  • 03/2018 → 07/2018
    Marina Grill
    Wilmington, NC
  • 02/2022 → 07/2023
    Kestra Investment Services Llc
    Raleigh, NC
  • 08/2023 → Present
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-22
  • S66 Uniform Combined State Law Examination
    2022-08-22
Other Names
  • Sabrina Rose Pignataro

View on SEC IAPD

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