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Huntsville, AL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities Llc | Huntsville | AL | 10/2020 | 01/2026 |
| Dish Network | Englewood | CO | 01/2013 | 10/2020 |
| Planalto Financial, Llc | Huntsville | AL | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-08 |
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