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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-31
CA RA APPROVED 2022-08-29
  • TX RA
    APPROVED
    Since 2022-08-31
  • CA RA
    APPROVED
    Since 2022-08-29

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

845 Page Mill Road, Floor 2, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Walnut Creek CA 12/2020 11/2023
First Republic Bank Danville CA 02/2019 12/2020
Specialty Real Estate Services Livermore CA 06/2018 01/2019
Black Tie Transportation Pleasanton CA 06/2016 04/2018
Rockefeller Financial Llc Mountain View CA 11/2023 12/2025
Rockefeller Financial Llc Livermore CA 12/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-29
  • S66 Uniform Combined State Law Examination
    2022-08-29
Other Names
  • Sonya Alee Gonzales
  • Sonya Alee Gonzalez

View on SEC IAPD

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