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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-31 |
| CA | RA | APPROVED | 2022-08-29 |
Branch Locations
1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States
845 Page Mill Road, Floor 2, Palo Alto, CA 94304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | Walnut Creek | CA | 12/2020 | 11/2023 |
| First Republic Bank | Danville | CA | 02/2019 | 12/2020 |
| Specialty Real Estate Services | Livermore | CA | 06/2018 | 01/2019 |
| Black Tie Transportation | Pleasanton | CA | 06/2016 | 04/2018 |
| Rockefeller Financial Llc | Mountain View | CA | 11/2023 | 12/2025 |
| Rockefeller Financial Llc | Livermore | CA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-29 |
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