Eric Allan Soetaert

Allworth Financial, L.P.

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Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2024-06-04

KS RA
APPROVED

Since 2024-06-04

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

3705 Clinton Pkwy Suite 200, Lawrence, KS 66047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Affinity Financial Advisors	Lawrence	KS	12/2020	04/2023
Affinity Financial Advisors	Lawrence	KS	01/2022	04/2023
Onyx Meetings & Events	Overland Park	KS	01/2017	09/2020
Marten Transportation	Edwardsville	KS	06/2014	12/2016
Allworth Financial, Lp	Folsom	CA	04/2023	Present
Aw Securities	Lawrence	KS	06/2024	Present

12/2020 → 04/2023

Affinity Financial Advisors

Lawrence, KS
01/2022 → 04/2023

Affinity Financial Advisors

Lawrence, KS
01/2017 → 09/2020

Onyx Meetings & Events

Overland Park, KS
06/2014 → 12/2016

Marten Transportation

Edwardsville, KS
04/2023 → Present

Allworth Financial, Lp

Folsom, CA
06/2024 → Present

Aw Securities

Lawrence, KS

Previous Registrations

2023-04-26 → 2024-06-04

Allworth Financial, L.P.

Lawrence, KS

Folsom, CA
2022-02-23 → 2023-08-15

Affinity Financial Advisors

Lawrence, KS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-09-30
S65	Uniform Investment Adviser Law Examination	2022-02-23

S63 Uniform Securities Agent State Law Examination

2024-09-30
S65 Uniform Investment Adviser Law Examination

2022-02-23

View on SEC IAPD

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