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Carl Thomas Petersen

Stifel, Nicolaus & Company, Incorporated

Reno, NV

Reno, NV

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-14
NV RA APPROVED 2018-10-31
  • TX RA
    APPROVED_RES
    Since 2020-01-14
  • NV RA
    APPROVED
    Since 2018-10-31

Branch Locations

Reno, NV • United States

50 W. Liberty Suite 100, Reno, NV 89501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Chicago IL 05/2007 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-27
  • S66 Uniform Combined State Law Examination
    2005-07-27

View on SEC IAPD

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