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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-01-30 |
| NC | RA | APPROVED | 2023-04-03 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
York, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Greensboro | NC | 10/2007 | 04/2023 |
| Mma Securities Llc | York | ME | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-05 |
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