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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-01-30
NC RA APPROVED 2023-04-03
  • ME RA
    APPROVED
    Since 2025-01-30
  • NC RA
    APPROVED
    Since 2023-04-03

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

York, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Greensboro NC 10/2007 04/2023
Mma Securities Llc York ME 04/2023 Present
  • 10/2007 → 04/2023
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Greensboro, NC
  • 04/2023 → Present
    York, ME
Previous Registrations
  • 2008-02-07 → 2023-04-03
    Greensboro, NC
    Greensboro, NC
    Greensboro, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-05
  • S66 Uniform Combined State Law Examination
    2008-02-05
Other Names
  • Lori Ann Gould
  • Lori Ann Bacon

View on SEC IAPD

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