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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-10-10
  • MI RA
    APPROVED
    Since 2023-10-10

Branch Locations

4500 Cascade Rd Se, Ste 204A, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rfc Financial Planners Ann Arbor MI 05/2021 03/2023
Valvoline Holland MI 08/2019 05/2021
Hope College Holland MI 08/2018 05/2022
Dexter High School Dexter MI 08/2014 05/2018
A-1 Rental Ann Arbor MI 01/2013 08/2018
Lpl Financial, Llc Grand Rapids MI 03/2023 Present
  • 05/2021 → 03/2023
    Rfc Financial Planners
    Ann Arbor, MI
  • 08/2019 → 05/2021
    Valvoline
    Holland, MI
  • 08/2018 → 05/2022
    Hope College
    Holland, MI
  • 08/2014 → 05/2018
    Dexter High School
    Dexter, MI
  • 01/2013 → 08/2018
    A-1 Rental
    Ann Arbor, MI
  • 03/2023 → Present
    Grand Rapids, MI
Other Businesses

1- 08/2023 / Assura Wealth / DBA for LPL Business (entity for LPL business) / Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-10
  • S66 Uniform Combined State Law Examination
    2023-10-10

View on SEC IAPD

Other Firms

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