Caroline Kate Applewhite

Columbia Management Investment Advisers, LLC

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Current Employers

Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-11-29

MA RA
APPROVED

Since 2024-11-29

Branch Locations

Boston, MA • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Columbia Management Investment Distributors, Inc.	Boston	MA	06/2024	Present
Morgan Stanley	Boca Raton	FL	12/2020	01/2021
Morgan Stanley	Boca Raton	FL	05/2021	08/2021
Morgan Stanley	Boca Raton	FL	05/2022	08/2022
Babson College	Wellesley	MA	08/2020	05/2024
Boca Raton High School	Boca Raton	FL	08/2016	05/2020
Columbia Management Investment Advisers, Llc	Boston	MA	11/2024	Present

06/2024 → Present

Columbia Management Investment Distributors, Inc.

Boston, MA
12/2020 → 01/2021

Morgan Stanley

Boca Raton, FL
05/2021 → 08/2021

Morgan Stanley

Boca Raton, FL
05/2022 → 08/2022

Morgan Stanley

Boca Raton, FL
08/2020 → 05/2024

Babson College

Wellesley, MA
08/2016 → 05/2020

Boca Raton High School

Boca Raton, FL
11/2024 → Present

Columbia Management Investment Advisers, Llc

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-08

S66 Uniform Combined State Law Examination

2024-11-08

Other Names

Caroline Kate Applewhite
Caroline K Applewhite

View on SEC IAPD

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