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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-18 |
| NY | RA | APPROVED | 2026-05-20 |
Branch Locations
250 West 34Th Street One Penn Plaza Ste 2035, New York, NY 10119-0002 • United States
Clifton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 12/2020 | 11/2022 |
| Unemployed | Clifton | NJ | 05/2020 | 11/2020 |
| Interstate Hotels | Arlington | VA | 01/2019 | 04/2020 |
| Westmont Hospitality | Newark | NJ | 11/2018 | 01/2019 |
| Interstate Hotels | Newark | NJ | 11/2017 | 10/2018 |
| Highgate Hotels | New York | NY | 04/2017 | 10/2017 |
| Interstate Hotels | New York | NY | 08/2014 | 04/2017 |
| Pruco Securities Llc | Basking Ridge | NJ | 06/2023 | 11/2024 |
| Unemployed | Clifton | NJ | 11/2022 | 06/2023 |
| The Prudential Insurance Company Of America | Basking Ridge | NJ | 08/2023 | 05/2026 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | 05/2026 |
| Mml Investors Services, Llc | New York | NY | 05/2026 | Present |
| Massmutual Life Insurance Company | New York | NY | 03/2026 | Present |
Name: Patrick Byrnes Inv Rel: Y Add: Foley, AL 36535 Nature: Rental Income Position: Owner Start Date: 05/01/2006 No Hrs/Mo: 5 No/Hrs Mo dur trading: 0 Describe Duties: Investment property, passive involvement. Management company performs all upkeep and rent collection. My involvement is limited to approving and paying for arranged repairs as needed. (2) Name: Middlegate Mews Association, Inc. Inv Rel: N Add: Residential Address Nature: Non-compensated Board Service to HOA community Position: Treasurer Start Date: 10/01/2022 No Hrs/Mo: 12 No/Hrs Mo dur trading: 0 Describe Duties: Voting party of 5 members with equal representation. Discuss and vote upon recommended repairs and enhancements to community. No direct financial since all finances are handled by 3rd party management company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-08 |
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