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Thomas Russell Smith

Morgan Stanley

Pittsford, NY

Bonita Springs, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-01
NY RA APPROVED 2021-06-16
CT RA APPROVED 2016-04-15
TX RA APPROVED_RES 2014-03-04
  • FL RA
    APPROVED
    Since 2026-05-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2016-04-15
  • TX RA
    APPROVED_RES
    Since 2014-03-04

Branch Locations

1250 Pittsford Victor Road Suite 350, Pittsford, NY 14534 • United States

Bonita Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Pittsford NY 06/2009 Present
Morgan Stanley Private Bank, N.A New York NY 03/2025 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Pittsford, NY
  • 03/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

2030 PROPERTIES LLC, OWNER; REAL ESTATE; START DATE: 06/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; INVESTMENT RELATED; MONROE, NY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-25
S63 Uniform Securities Agent State Law Examination 2005-03-09
  • S65 Uniform Investment Adviser Law Examination
    2016-04-25
  • S63 Uniform Securities Agent State Law Examination
    2005-03-09

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARMBRUSTER CAPITAL MANAGEMENT, INC.
KICKSTAND WEALTH ADVISORS
MARK ANDREW PAGANELLI
CHARLES SCHWAB & CO., INC.
COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.
LPL FINANCIAL LLC

Other Investors

Christopher M Leone
Matthew A Kilmer
Matthew M Matteson
Jason R Alexander
Angelo J Ponticello
GARY M FITCH
Jessica Royston
JACQUELINE M SINCLAIR-PARKER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY
OSAIC WEALTH, INC. · Pittsford, NY

More in Pittsford, NY

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