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Thomas Edward Viola

Blackrock Financial Management, Inc

New York, NY

Denver, CO

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Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
CO RA APPROVED 2016-03-17
  • NY RA
    APPROVED
    Since 2022-02-03
  • CO RA
    APPROVED
    Since 2016-03-17

Branch Locations

50 Hudson Yards, New York, NY 10001 • United States

44 Cook Street Suite 800, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Inc. Denver CO 01/2005 Present
Blackrock Financial Management, Inc. Denver CO 01/2005 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-09
S63 Uniform Securities Agent State Law Examination 2005-07-05
  • S65 Uniform Investment Adviser Law Examination
    2006-01-09
  • S63 Uniform Securities Agent State Law Examination
    2005-07-05
Other Names
  • Thomas Viola

View on SEC IAPD

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