Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-22
  • TX RA
    APPROVED
    Since 2024-10-22

Branch Locations

127 Congress Street Floor 01, Boston, MA 02110-2511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 11/2020 07/2024
Sage Hospitality Denver CO 07/2019 10/2019
Ice Cream And Candy Bazaar Edgartown MA 06/2016 09/2018
University Of Denver Denver CO 09/2016 06/2020
N/A Denver CO 07/2020 10/2020
Charles Schwab & Co., Inc. Boston MA 09/2024 Present
Charles Schwab Bank, Ssb Boston MA 09/2024 Present
  • 11/2020 → 07/2024
    Lone Tree, CO
  • 07/2019 → 10/2019
    Sage Hospitality
    Denver, CO
  • 06/2016 → 09/2018
    Ice Cream And Candy Bazaar
    Edgartown, MA
  • 09/2016 → 06/2020
    University Of Denver
    Denver, CO
  • 07/2020 → 10/2020
    N/A
    Denver, CO
  • 09/2024 → Present
    Boston, MA
  • 09/2024 → Present
    Charles Schwab Bank, Ssb
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-17
S63 Uniform Securities Agent State Law Examination 2021-09-10
  • S66 Uniform Combined State Law Examination
    2024-04-17
  • S63 Uniform Securities Agent State Law Examination
    2021-09-10
Other Names
  • Grace Hayes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor