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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-22 |
Branch Locations
127 Congress Street Floor 01, Boston, MA 02110-2511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2020 | 07/2024 |
| Sage Hospitality | Denver | CO | 07/2019 | 10/2019 |
| Ice Cream And Candy Bazaar | Edgartown | MA | 06/2016 | 09/2018 |
| University Of Denver | Denver | CO | 09/2016 | 06/2020 |
| N/A | Denver | CO | 07/2020 | 10/2020 |
| Charles Schwab & Co., Inc. | Boston | MA | 09/2024 | Present |
| Charles Schwab Bank, Ssb | Boston | MA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-10 |
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