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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-06 |
| WA | RA | APPROVED | 2025-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Bellevue | WA | 12/2020 | 01/2025 |
| City Of Mercer Island | Mercer Island | WA | 11/2016 | 05/2020 |
| City Of Issaquah | Issaquah | WA | 04/2007 | 11/2016 |
| Snoqualmie Valley School District | Snoqualmie | WA | 11/2017 | 11/2024 |
| Nylife Securities Llc | Bellevue | WA | 03/2021 | 01/2025 |
| Massmutual Life Insurance Co | Spokane | WA | 01/2025 | Present |
| Mml Investors Services, Llc | Spokane | WA | 01/2025 | Present |
(1) NAME: STANFORD FINANCIAL STRATEGIES INV REL: Y ADD: 10380 SW VILLAGE CENTER DR#406, PORT ST. LUCIE, FL 34987 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 25 DESCRIBE DUTIES: LIFE (2) NAME: CURTIS STANFORD INV REL: N ADD: 200 N BERNARD ST, SPOKANE, WA 99201 NATURE: REFEREEING YOUTH BASKETBALL GAMES FOR SPOKANE BASKETBALL OFFICIALS POSITION: REFEREE START DATE: 05/28/2025 NO. HR/MO: 16 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: REFEREE YOUTH BASKETBALL GAMES ON A PART TIME BASIS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-30 |
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