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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-07-06
  • VA RA
    APPROVED
    Since 2010-07-06

Branch Locations

11790 Sunrise Valley Dr Ste 200, Reston, VA 20191 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Mclean VA 10/2006 Present
Harry Thomas Mc Lean VA 06/2015 12/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Edward Shanahan Reston VA 12/2019 Present
  • 10/2006 → Present
    Mclean, VA
  • 06/2015 → 12/2019
    Harry Thomas
    Mc Lean, VA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2019 → Present
    Edward Shanahan
    Reston, VA
Previous Registrations
  • 2007-01-29 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 2005-04-20 → 2006-06-27
    Centreville, VA
    Centreville, VA
Other Businesses

1. COACHING TRAINING NM REPS, CFS, AND MANAGING PARTNER. $50,000 ANNUAL COMPENSATION. ACTIVITY TO OCCUR IN NML BRANCHES ACROSS THE NATION. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-19
  • S66 Uniform Combined State Law Examination
    2005-04-19
Designations

View on SEC IAPD

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