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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-06-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Johnstown | PA | 06/2024 | Present |
| Ameriserv Financial Bank | Johnstown | PA | 06/2024 | Present |
| Windber Country Club | Salix | PA | 05/2021 | Present |
| Saint Francis University | Loretto | PA | 01/2022 | 12/2023 |
| Sourceree | Johnstown | PA | 08/2022 | 04/2023 |
| West Virginia University Foundation | Morgantown | WV | 01/2019 | 12/2022 |
| West Virginia University | Morgantown | WV | 01/2019 | 12/2021 |
| Indiana University Of Pennsylvania | Indiana | PA | 08/2018 | 12/2018 |
| Richland Senior High School | Johnstown | PA | 08/2013 | 06/2018 |
1) 06/10/2024 - Ameriserv Financial Services - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/08/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 08/05/2024 - Greater Beneficial Union - Non-Variable Insurance - Pittsburgh PA - Start Date:07/31/2024 - 8 Hrs/Mth - 4 Hrs During Trading. 3 ) 11/18/2024 - Greater Beneficial Union - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/08/2024 - 10 Hours Per Month/ 5 Hours During Trading 4) 12/19/2024- AmeriServ Wealth and Capital Management- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 11/08/2024- 2 Hours Per Month 5) 07/15/2025 - National Guardian Life -Investment Related - Non-Variable Insurance - At Reported Business Location(s)- Start Date:07/03/2025 - 4 Hrs/Mth - 3 Hrs During Trading. 6) 09/29/2025- Windber Country Club- Outside/W-2 Employment- Not INV Related- At Sali, PA - Start date 05/04/2021- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-28 |
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