Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-12-22
  • CT RA
    APPROVED
    Since 2023-12-22

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 08/2007 10/2018
Rbc Capital Markets, Llc. Boston MA 10/2018 Present
City National Bank Boston MA 09/2019 Present
Previous Registrations
Other Businesses

(1) BIRDS CARIBBEAN / 4201 WILSON BLVD, SUITE 110-174 ARLINGTON,VA 22203 / OTHER/ MEMBER OF BOARD OF DIRECTORS / PROMOTE BIRD CONSERVATION EFFORTS IN THE CARIBBEAN / START DATE 7/31/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-01
  • S66 Uniform Combined State Law Examination
    2005-12-01
Other Names
  • Lisa M Austin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor