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Katherine M Ruetz

Northern Trust Securities, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-11-15
  • IL RA
    APPROVED
    Since 2022-11-15

Branch Locations

Chicago, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Chicago IL 09/2012 03/2018
Jpmorgan Chase Bank Na Chicago IL 03/2018 10/2022
Jpmorgan Securities Llc Chicago IL 11/2020 10/2022
Northern Trust Securities, Inc. Chicago IL 10/2022 Present
  • 09/2012 → 03/2018
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 03/2018 → 10/2022
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 11/2020 → 10/2022
    Jpmorgan Securities Llc
    Chicago, IL
  • 10/2022 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
S63 Uniform Securities Agent State Law Examination 2021-09-01
  • S66 Uniform Combined State Law Examination
    2022-11-15
  • S63 Uniform Securities Agent State Law Examination
    2021-09-01
Other Names
  • Katherine M Ruetz
  • Katherine Marie Ruetz

View on SEC IAPD

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