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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lancaster | PA | 04/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Lancaster | PA | 03/2020 | Present |
Business Ownership; LJS Group LLC; not answered; conduit entity to handle expenses, rent, utilities, hiring staff, plan production & consulting; 1717 Lititz Pike, , Lancaster, PA, 17601; Investment-Related; 04/01/2021; 10 to 19 hours per month; 0 during trading hours. Outside Employment; LJS Group LLC; Owner - Responsible for the implementation of the operating company. Part of the leadership group for strategic planning and implementation.Provides ongoing training to team members in the areas of operation and client care; ; 1717 Lititz Pike, , Lancaster, PA, 17601; Investment-Related; 04/01/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-03 |
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