Thomas Christopher Klein

Current Employers

Thomas C. Klein And Company, Llc

Los Altos, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Los Altos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wilson Sonsini Goodrich & Rosati	Palo Alto	CA	10/1989	Present

10/1989 → Present

Wilson Sonsini Goodrich & Rosati

Palo Alto, CA

Other Businesses

WILSON SONSINI GOODRICH & ROSATI MEMBER EMPLOYED AS ATTORNEY BUSINESS IS NOT INVESTMENT-RELATED 650 PAGE MILL ROAD PALO ALTO, CA 94304 LEGAL SERVICES BEGAN WORK ON 10/1989 160 HOURS PER MONTH WORK FROM NOON TO 4:30 EST EACH TRADING DAY, I WORK IN THIS BUSINESS. DUTIES ARE TO PROVIDE LEGAL SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-06

S65 Uniform Investment Adviser Law Examination

2002-03-06