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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-02-04 |
Branch Locations
11325 North Community House Rd Suite 450, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gerald Dry, Pa | Concord | NC | 10/2005 | 08/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2020 | Present |
| Unemployed | Concord | NC | 08/2020 | 11/2020 |
DBA: Alpha Omega Financial, LLC, K Baker, CPA, PLLC PO Box 52, Mount Pleasant NC 28124, accountant, preparation in nature with limited exposure to clients, 01/06/2025, 60 HRS/Mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-29 |
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