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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-04
  • NC RA
    APPROVED
    Since 2021-02-04

Branch Locations

Concord, NC • United States

11325 North Community House Rd Suite 450, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gerald Dry, Pa Concord NC 10/2005 08/2020
Equitable Advisors, Llc New York NY 11/2020 Present
Unemployed Concord NC 08/2020 11/2020
  • 10/2005 → 08/2020
    Gerald Dry, Pa
    Concord, NC
  • 11/2020 → Present
    New York, NY
  • 08/2020 → 11/2020
    Unemployed
    Concord, NC
Other Businesses

DBA: Alpha Omega Financial, LLC, K Baker, CPA, PLLC PO Box 52, Mount Pleasant NC 28124, accountant, preparation in nature with limited exposure to clients, 01/06/2025, 60 HRS/Mo.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-29
  • S66 Uniform Combined State Law Examination
    2021-01-29
Other Names
  • Kimberly Jean Freeman
  • Kimberly Negre
  • Kim Negre

View on SEC IAPD

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