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Ethan Lee Sartain

Alight Financial Advisors, LLC

Longs, SC

Charlotte, NC

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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-08
SC RA APPROVED 2025-10-08
  • NC RA
    APPROVED
    Since 2025-10-08
  • SC RA
    APPROVED
    Since 2025-10-08

Branch Locations

Longs, SC • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Edmond OK 10/2020 02/2022
J.P. Morgan Securities Llc Edmond OK 10/2020 02/2022
Sandhills Bank North Myrtle Beach SC 09/2015 08/2020
Unemployed Oklahoma City OK 09/2020 09/2020
Alight Financial Solutions Lincolnshire IL 02/2022 Present
  • 10/2020 → 02/2022
    Jpmorgan Chase Bank, N.A.
    Edmond, OK
  • 10/2020 → 02/2022
    J.P. Morgan Securities Llc
    Edmond, OK
  • 09/2015 → 08/2020
    Sandhills Bank
    North Myrtle Beach, SC
  • 09/2020 → 09/2020
    Unemployed
    Oklahoma City, OK
  • 02/2022 → Present
    Alight Financial Solutions
    Lincolnshire, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-20
S63 Uniform Securities Agent State Law Examination 2021-01-05
  • S65 Uniform Investment Adviser Law Examination
    2023-01-20
  • S63 Uniform Securities Agent State Law Examination
    2021-01-05
Other Names
  • Ethan Sartain
  • Ethan Lee Sartain

View on SEC IAPD

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