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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2021 | 05/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2020 | 05/2024 |
| Innotek | Ocilla | GA | 09/2019 | 05/2021 |
| Paulk's Mowing Service | Ocilla | GA | 01/2016 | 05/2021 |
| Schooling | Ocilla | GA | 08/2006 | 05/2021 |
| Principal Life Insurance Company | Ocilla | GA | 05/2024 | Present |
| Principal Securities, Inc. | Ocilla | GA | 05/2024 | Present |
**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/03/2024 ADDRESS: 3625 Cumberland BLVD, Suite 1000, Atlanta GA 30339, United States DESCRIPTION: Sales of Fixed Insurance, Annuity, LTC and DI through Various Carriers. **OLD SOUL COFFEE COMPANY POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 205 East 4th St, Ocilla GA 31774, United States DESCRIPTION: Coffee Roastery that sells to wholesale and retail customers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-08 |
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