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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-19 |
| FL | RA | APPROVED | 2024-07-08 |
Branch Locations
9150 S Dadeland Blvd Ste 1010, Miami, FL 33156 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial | Miami | FL | 06/2020 | 06/2020 |
| Florida State University | Tallahassee | FL | 06/2018 | 04/2022 |
| Terra Environmental Research Institute | Miami | FL | 08/2014 | 06/2018 |
| Ameriprise Financial Services, Llc | Miami | FL | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Miami | FL | 06/2020 | Present |
Real Estate Ownership; Multi-Family; Altona 106, Crown Prince Quarter, St. Thomas, VI, 00803; Not Investment-Related; 11/15/2023. Business Ownership; Alec William; Owner; Music/Singing I create music at home and release it on streaming platforms.; 9730 SW 115 Ave, , Miami, FL, 33176; Not Investment-Related; 05/22/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-03 |
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