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Timothy Shiu-Fong Yong

LPl Financial LLC

Los Angeles, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

8939 S Sepulveda Blvd Ste 304, Los Angeles, CA 90045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Costco Wholesale Hawthorne CA 10/2006 Present
Advanced Micro Communications Torrance CA 08/2018 Present
Lpl Financial, Llc Marina Del Rey CA 10/2020 Present
  • 10/2006 → Present
    Costco Wholesale
    Hawthorne, CA
  • 08/2018 → Present
    Advanced Micro Communications
    Torrance, CA
  • 10/2020 → Present
    Marina Del Rey, CA
Other Businesses

1) 12/2021 - DBA for LPL Business (entity for LPL business) - LUCENT ELM WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) 2) 12/01/2021 - Outside/W-2 Employment - ADVANCED MICRO COMMUNICATIONS - Investment Related - Torrance, CA - Started 8/2018 3) 12/01/2021 - Outside/W-2 Employment - COSTCO - Investment Related - Hawthorne, CA - Started 10/2006 4) 03/16/2026 - Marayag Insurance Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/28/2020 - 2 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-06
  • S66 Uniform Combined State Law Examination
    2022-12-06

View on SEC IAPD

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