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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-24
NY RA APPROVED 2021-11-16
  • TX RA
    APPROVED
    Since 2021-11-24
  • NY RA
    APPROVED
    Since 2021-11-16

Branch Locations

Holbrook, NY • United States

1325 Franklin Ave, Garden City, NY 11530 • United States

One Bryant Park Division - Northeast, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Oaks Hospital Amityville NY 09/2019 08/2020
Riley Fibbers East Islip NY 09/2018 07/2021
Head Injury Association Hauppauge NY 11/2018 09/2019
Head Injury Association Hauppauge NY 05/2018 11/2018
Retro Fitness Bay Shore NY 05/2017 04/2018
Olive Garden Bay Shore NY 05/2016 12/2016
Equitable Advisors Woodbury NY 12/2020 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2021 Present
Unemployed Islip NY 12/2016 06/2017
Whaler's Bay Shore NY 06/2020 07/2020
Bloomsburg University Bloomsburg PA 08/2014 08/2017
  • 09/2019 → 08/2020
    South Oaks Hospital
    Amityville, NY
  • 09/2018 → 07/2021
    Riley Fibbers
    East Islip, NY
  • 11/2018 → 09/2019
    Head Injury Association
    Hauppauge, NY
  • 05/2018 → 11/2018
    Head Injury Association
    Hauppauge, NY
  • 05/2017 → 04/2018
    Retro Fitness
    Bay Shore, NY
  • 05/2016 → 12/2016
    Olive Garden
    Bay Shore, NY
  • 12/2020 → 06/2021
    Equitable Advisors
    Woodbury, NY
  • 06/2021 → Present
    New York, NY
  • 12/2016 → 06/2017
    Unemployed
    Islip, NY
  • 06/2020 → 07/2020
    Whaler's
    Bay Shore, NY
  • 08/2014 → 08/2017
    Bloomsburg University
    Bloomsburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-15
S63 Uniform Securities Agent State Law Examination 2021-02-12
  • S66 Uniform Combined State Law Examination
    2021-11-15
  • S63 Uniform Securities Agent State Law Examination
    2021-02-12
Other Names
  • Lauren Rivera

View on SEC IAPD

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