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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-15 |
| TX | RA | APPROVED_RES | 2023-11-16 |
Branch Locations
3623 Crossings Drive Ste 128, Prescott, AZ 86305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2020 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2021 | Present |
| Prescott James Family Ymca | Prescott | AZ | 10/2015 | 10/2017 |
| Unemployed | Tuscan | AZ | 10/2017 | 05/2018 |
| Peterson 2 Physical Therapy | Prescott | AZ | 05/2018 | 09/2018 |
| Unemployed | Tuscan | AZ | 09/2018 | 05/2020 |
| Granite Orthopedics | Prescott | AZ | 05/2020 | 10/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2021 | Present |
1) SMARTPRO FINANCIAL, 1435 S Jefferson, Unit B, Cookeville TN 38501, United States, 01/11/2021, Insurance Agent, Insurance/Benefits/Human Resources, 01/11/21, NIR, 20 HR/MO- 0/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80/MO-80/TRADING. 06/01/21IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-29 |
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