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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-09 |
| MN | RA | APPROVED | 2020-12-14 |
Branch Locations
2001 2Nd Street Sw Suite 105, Rochester, MN 55902 • United States
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pantheryx | Boulder | CO | 01/2017 | 02/2017 |
| Western States Bank | Laramie | WY | 05/2018 | 06/2020 |
| Ramer Retirement Resources | Rochester | MN | 06/2020 | Present |
| Regal Investment Advisors, Llc | Kentwood | MI | 11/2020 | 12/2020 |
| University Of Wyoming | Laramie | WY | 08/2014 | 05/2019 |
| Alphastar Capital Management, Llc | Cornelius | NC | 12/2020 | Present |
1)Life Insurance Agent for Midland National Life Insurance Company. Locates at One Sammons Plaza, Sioux Falls, SD, 57193. This is not investment related. Earns commissions. Devotes approx. 20 hours per month and 20 hours during trading hours. Started 10/9/2020. 2) Ramer Retirement Resources - Investment Related - 2001 2nd Street SW Suite 105, Rochester, MN 55902 -30 hours per month - selling insurance products and services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-14 |
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