Nicole M Domergue-brunner

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-11-25
CA	RA	APPROVED	2016-11-15

TX RA
APPROVED

Since 2016-11-25
CA RA
APPROVED

Since 2016-11-15

Branch Locations

San Mateo, CA • United States

101 S Ellsworth Ave, San Mateo, CA 94401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated	San Jose	CA	04/2010	Present

04/2010 → Present

Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated

San Jose, CA

Other Businesses

I*2154288, Entity Type: , Name of OBA: T D, Address: San Francisco, California, 94116, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06-Jan-2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I*4623303 Entity Type: Fiduciary role Name of OBA: N. M D.E-B. TTEE U/A DTD 05/23/2009 BY T. M D.E Address: San Mateo, California, 94403 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/21/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0 Duties: Trustee/Parents

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-14
S63	Uniform Securities Agent State Law Examination	2005-08-10

S66 Uniform Combined State Law Examination

2016-11-14
S63 Uniform Securities Agent State Law Examination

2005-08-10

Other Names

Nicole Marie Domergue
Nicole Marie Mcgill
Nicole M. Brunner
Nicole Marie Domergue
Nicole Marie Mcgill
Nicole Marie Brunner
Nicole Brunner
Nicole M Brunner

View on SEC IAPD