Cassandra Vincent

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mufg Union Bank	Berkeley	CA	07/2014	10/2018
Unionbanc Investment Services	Berkeley	CA	01/2015	10/2018
Charles Schwab & Co., Inc.	Walnut Creek	CA	10/2018	03/2022
Charles Schwab Bank Ssb	Walnut Creek	CA	10/2018	03/2022
Fidelity Investments	Chicago	IL	04/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

2022-07-14 → 2025-03-31

Fidelity Personal And Workplace Advisors

Walnut Creek, CA
2018-11-14 → 2022-04-19

Charles Schwab & Co., Inc.

Walnut Creek, CA
2015-01-29 → 2018-10-24

U.S. Bancorp Advisors, Llc

Berkeley, CA

Walnut Creek, CA

Orinda, CA

San Francisco, CA
2013-08-22 → 2014-07-18

Citigroup Global Markets Inc.

Greenbrae, CA

Mill Valley, CA

San Francisco, CA

Greenbrae, CA
2011-01-03 → 2013-07-10

Wells Fargo Clearing Services, Llc

San Francisco, CA

San Francisco, CA

Corte Madera, CA

San Francisco, CA
2005-07-20 → 2011-01-03

Wells Fargo Investments, Llc

San Francisco, CA

San Francisco, CA

Berkeley, CA

San Francisco, CA

Berkeley, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-19