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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-05
TX RA APPROVED 2023-05-04
  • NY RA
    APPROVED
    Since 2023-05-05
  • TX RA
    APPROVED
    Since 2023-05-04

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Marlboro, NY • United States

69 State St, Albany, NY 12207 • United States

2649 South Rd, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2017 Present
Enterprise Holdings Newburgh NY 01/2012 03/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-04
  • S66 Uniform Combined State Law Examination
    2023-05-04
Other Names
  • Fatima Byrd

View on SEC IAPD

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