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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-06 |
| SC | RA | APPROVED | 2026-01-02 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rhi | San Ramone | CA | 10/2020 | 01/2021 |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 10/2020 | 07/2025 |
| Unemployed | Charlotte | NC | 01/2020 | 09/2020 |
| La Casita Llc | Winston-Salem | NC | 11/2017 | 12/2019 |
| Carolina Placement, Inc | Winston-Salem | NC | 06/2016 | 08/2017 |
| Lpl Financial Llc | Fort Mill | SC | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-05 |
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