Best Investors Account Sign in
Inactive

Tanner Little

Prime Capital Financial

Dallas, TX

Overland Park, KS

Claim This Profile
Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-23
  • TX RA
    APPROVED
    Since 2024-07-23

Branch Locations

13355 Noel Road, Suite #225, Dallas, TX 75240 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 10/2020 06/2022
Holder's Jewelers Wichita Falls TX 06/2019 07/2019
Professional Landman - David Little Wichita Falls TX 05/2018 08/2018
Texas Tech University Lubbock TX 08/2017 05/2020
Unemployed Wichita Falls TX 06/2020 09/2020
South Plains Community College Levelland TX 08/2015 05/2017
Unemployed Lubbock TX 06/2017 07/2017
Jpmorgan Chase Bank, N.A. Plano TX 10/2020 06/2022
Edelman Financial Engines Dallas TX 06/2022 01/2024
Prime Capital Investment Advisors, Llc Overland Park KS 01/2024 Present
  • 10/2020 → 06/2022
    J.P. Morgan Securities Llc
    Plano, TX
  • 06/2019 → 07/2019
    Holder's Jewelers
    Wichita Falls, TX
  • 05/2018 → 08/2018
    Professional Landman - David Little
    Wichita Falls, TX
  • 08/2017 → 05/2020
    Texas Tech University
    Lubbock, TX
  • 06/2020 → 09/2020
    Unemployed
    Wichita Falls, TX
  • 08/2015 → 05/2017
    South Plains Community College
    Levelland, TX
  • 06/2017 → 07/2017
    Unemployed
    Lubbock, TX
  • 10/2020 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 06/2022 → 01/2024
    Edelman Financial Engines
    Dallas, TX
  • 01/2024 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-22
S63 Uniform Securities Agent State Law Examination 2021-01-29
  • S65 Uniform Investment Adviser Law Examination
    2024-07-22
  • S63 Uniform Securities Agent State Law Examination
    2021-01-29
Designations
Other Names
  • Tanner Brock Little
  • Tanner C Little
  • Tanner Little

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor