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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-02-08 |
Branch Locations
12711 N. Meridian Street, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. / Charles Schwab Bank / Td Ameritrade | Carmel | IN | 10/2020 | 01/2025 |
| Ymca Of Greater Indianapolis / Jordan Ymca Center | Indianapolis | IN | 09/2012 | 10/2020 |
| Td Ameritrade, Inc. | Carmel | IN | 11/2022 | 06/2024 |
| Capital Group / Capital Client Group, Inc. | Carmel | IN | 01/2025 | 01/2026 |
| Capital Group/Capital Client Group, Inc. | Carmel | IN | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-24 |
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